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Kevin John Serrapede

Northwind Financial LLC

Bend, OR

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Current Employers
Northwind Financial Llc

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-08-31
OH RA APPROVED 2026-06-15
OR RA APPROVED 2026-05-29
  • WA RA
    APPROVED
    Since 2026-08-31
  • OH RA
    APPROVED
    Since 2026-06-15
  • OR RA
    APPROVED
    Since 2026-05-29

Branch Locations

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capstone Wealth Management, Llc Bend OR 05/2004 Present
Northwind Financial Llc Bend OR 05/2026 Present
Capstone Wealth Management Group, Inc. Bend OR 02/2026 05/2026
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-25
S65 Uniform Investment Adviser Law Examination 2004-04-30
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25
  • S65 Uniform Investment Adviser Law Examination
    2004-04-30
Designations

View on SEC IAPD

Other Firms

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PROSPERA FINANCIAL SERVICES, INC.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ELEVATION CAPITAL ADVISORY
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
CAPSTONE WEALTH MANAGEMENT GROUP, INC.
PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Other Investors

PAUL BRADLEY WATERMAN
Ryan P Jordan
JOHN GRANT ASPELL
Kyle Turner
MARK ANDREW REIFSCHNEIDER
LESLIE DAWN LAMOTTE
ANNA Meiners Hansen
JOHN PAUL LORENZ

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, INC. · BEND, OR

More in Bend, OR

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