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Northwind Financial LLC CRD 342069
$142M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-31 |
| OH | RA | APPROVED | 2026-06-15 |
| OR | RA | APPROVED | 2026-05-29 |
Branch Locations
2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capstone Wealth Management, Llc | Bend | OR | 05/2004 | Present |
| Northwind Financial Llc | Bend | OR | 05/2026 | Present |
| Capstone Wealth Management Group, Inc. | Bend | OR | 02/2026 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2004-04-30 |
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