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Current Employers
Compass Financial Advisors Llc

9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-12-03
  • IN RA
    APPROVED
    Since 1998-12-03

Branch Locations

160 Rail Road, Suite 2, Chesterton, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Advisors Chesterton IN 03/1993 Present
  • 03/1993 → Present
    Compass Financial Advisors
    Chesterton, IN
Previous Registrations
  • 2005-02-07 → 2007-10-16
    Questar Asset Management, Inc.
    Hebron, IN
Other Businesses

1) LYNN R FISEL CPA - Position: CPA - Nature: CERTIFIED PUBLIC ACCOUNTANT - Investment Related: No - Hours: 60 - Securities Trading Hours: 160 - Start Date: 07/01/1977 - Address: 123 N MAIN ST, HEBRON IN 46341 2) Compass Financial Advisors/Fisel Investment Services - Position: RIA - Nature: RIA - Investment Related: Yes - Hours: 4 - Securities Trading Hours: 4 - Start Date: 02/24/1994 - Address: 160 Rail Road, Suite 2, Chesterton, IN 46304 3) Hebron United Methodist Church Endownment Committee - Position: Chairman - Nature: Chairman of the Endowment Committee.Have a quarterly meeting, lasting one hour long, discussing funding various church related matters.I do write checks to various funds/individuals. - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 09/03/2009 - Address: 202 W Church St, Hebron IN 46341 4) Boone Township School Building Corp - Position: one of three members that approve new bonding measures - Nature: to O.K. bond refinancing for the Boone Township School Building Corp.School was built in 2002, and with low interest bond rates, the Corp. has refinanced several time to obtain lower interest rates - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 08/09/2005 - Address: N/A, Hebron IN 46341 5) Hebron Lions Club - Position: Treasurer - Nature: Local Hebron, Indiana chapter of the International Lion's Club - Investment Related: No - Hours: 2 - Securities Trading Hours: 0 - Start Date: 04/15/2011 - Address: Hebron, Indiana 46341 6) Property 49 LLC. State Road 49, Valparaiso, IN. Real Estate Investment. Time spent-0 hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31

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