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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-05-03 |
| CA | RA | APPROVED | 2015-03-16 |
| TX | RA | APPROVED_RES | 2015-03-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 03/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Reno | NV | 03/2020 | Present |
Business Ownership; Shared Performance; investor; Consulting; 20343 N Hayden Road S-105, , Scottsdale, AZ, 85255; Not Investment-Related; 01/10/2010; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-02 |
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