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Current Employers
Northbridge Financial Group, Llc

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-06
  • FL RA
    APPROVED
    Since 2020-10-06

Branch Locations

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Plant City FL 10/2015 09/2018
Florida Hawks Fc Lithia FL 05/2017 05/2018
Lpl Financial, Llc Tampa FL 12/2018 Present
Northbridge Financial Group, Llc Tampa FL 09/2020 Present
  • 10/2015 → 09/2018
    Allstate Insurance Company
    Plant City, FL
  • 05/2017 → 05/2018
    Florida Hawks Fc
    Lithia, FL
  • 12/2018 → Present
    Lpl Financial, Llc
    Tampa, FL
  • 09/2020 → Present
    Tampa, FL
Previous Registrations
  • 2017-01-27 → 2018-10-03
    Plant City, FL
  • 2010-05-07 → 2015-08-28
    Fintegra, Llc
    Minneapolis, MN
    Boca Raton, FL
    Brandon, FL
    Lakeland, FL
    Lithia, FL
  • 2008-06-02 → 2010-03-30
    Gunnallen Financial, Inc
    Lakeland, FL
    Tampa, FL
  • 2005-08-03 → 2008-04-09
    Plant City, FL
  • 2003-07-01 → 2003-09-08
    Tampa, FL
  • 2000-09-28 → 2003-07-01
    Prudential Equity Group, Llc
    Tampa, FL
Other Businesses

1. 12/5/2018 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/28/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 10/13/2020 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/05/2020 - 120 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-12
S63 Uniform Securities Agent State Law Examination 1994-06-07
  • S65 Uniform Investment Adviser Law Examination
    2001-04-12
  • S63 Uniform Securities Agent State Law Examination
    1994-06-07

View on SEC IAPD

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