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4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-06 |
Branch Locations
4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Plant City | FL | 10/2015 | 09/2018 |
| Florida Hawks Fc | Lithia | FL | 05/2017 | 05/2018 |
| Lpl Financial, Llc | Tampa | FL | 12/2018 | Present |
| Northbridge Financial Group, Llc | Tampa | FL | 09/2020 | Present |
1. 12/5/2018 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/28/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 10/13/2020 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/05/2020 - 120 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-07 |
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