John Anthony Gruber

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Lake City, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lake City, MN

Other Businesses

Board of Directors; Country Park Estates Homeowners Association; Board Member; 31653 Chestnut CT, , Lake City, MN, 55041; Not Investment-Related; 01/15/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Summit Management Group, LLC; Consultant - Partnership to handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; 1530 Greenview Dr SW Ste 205, , Rochester, MN, 55902; Not Investment-Related; 01/28/2022; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1990-07-20

Designations

• Chartered Financial Consultant

Other Names

• John Gruber