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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-21 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
108 S Lakeshore Dr, Lake City, MN 55041 • United States
Lake City, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake City | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake City | MN | 03/2020 | Present |
Board of Directors; Country Park Estates Homeowners Association; Board Member; 31653 Chestnut CT, , Lake City, MN, 55041; Not Investment-Related; 01/15/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Summit Management Group, LLC; Consultant - Partnership to handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; 1530 Greenview Dr SW Ste 205, , Rochester, MN, 55902; Not Investment-Related; 01/28/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-20 |
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