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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-19
WI RA APPROVED 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

840 Technology Drive, Red Wing, MN 55066 • United States

105 E Lyon Ave, Lake City, MN 55041 • United States

310 Pinnacle Way, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Woodbury MN 08/2005 01/2024
Osaic Wealth, Inc. Eau Claire WI 01/2024 Present
  • 08/2005 → 01/2024
    Woodbury Financial
    Woodbury, MN
  • 01/2024 → Present
    Eau Claire, WI
Previous Registrations
  • 2005-08-05 → 2024-01-19
    Woodbury Financial Services, Inc.
    Eau Claire, WI
    Eau Claire, WI
    Lake City, MN
    Red Wing, MN
Other Businesses

1. ALLIANCE BANK RELATIONSHIP POSITION: Financial Advisor NATURE: I'm a financial advisor with WFS, who works through Alliance Bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: WFS and Alliance Bank have a unique business relationship that allows my to conduct my financial advisor business. 2. ALLIANCE FINANCIAL SERVICE POSITION: This DBA disclosure for Alliance Bank NATURE: My business structure is associated with Alliance Bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: This OBA is associated with the disclosure of my DBA, Alliance Bank. 3. ALLIANCE FINANCIAL SERVICE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/05/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S66 Uniform Combined State Law Examination
    2007-11-30
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12
Other Names
  • Kurt A. Hanke

View on SEC IAPD

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