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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
840 Technology Drive, Red Wing, MN 55066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | Woodbury | MN | 08/2005 | 01/2024 |
| Osaic Wealth, Inc. | Eau Claire | WI | 01/2024 | Present |
1. ALLIANCE BANK RELATIONSHIP POSITION: Financial Advisor NATURE: I'm a financial advisor with WFS, who works through Alliance Bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: WFS and Alliance Bank have a unique business relationship that allows my to conduct my financial advisor business. 2. ALLIANCE FINANCIAL SERVICE POSITION: This DBA disclosure for Alliance Bank NATURE: My business structure is associated with Alliance Bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: This OBA is associated with the disclosure of my DBA, Alliance Bank. 3. ALLIANCE FINANCIAL SERVICE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/05/2005 ADDRESS: 310 Pinnacle Way, Suite 301, Eau Claire WI 54701, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-12 |
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