Janet T Doherty

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 02/2024
  Ids Life Insurance Company
  New York, NY
• 06/2004 → 02/2024
  Royal Alliance Associates, Inc.
  Staten Island, NY
• 09/2004 → 03/2021
  New Century Financial Group, Llc
  Princeton, NJ
• 02/2024 → 03/2024
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2024 → 03/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Vanderbilt Financial Group
  Woodbury, NY

Previous Registrations

• 2024-03-21 → 2024-03-22
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 2024-02-09 → 2024-03-21
  Cetera Advisors Llc
  Staten Island, NY
  Greenwood Village, CO
  Staten Island, NY
• 2021-07-29 → 2024-02-08
  Osaic Wealth, Inc.
  Staten Island, NY
  Princeton, NJ
  Staten Island, NY

Other Businesses

1) The Patricia Doherty Family Irrevocable Trust. Not investment related. Start date: 11/30/2024. Address: 5 Belfield Ave, Staten Island NY, 10412. Title: Trustee. Duties: Trustee for Mother's Trust. Time spent during regular hours: 5%. 2) Fixed Insurance Sales. Not investment related. Start date: 10/31/2024. Address: 68 New Dorp Plaza South, Staten Island NY, 10306. Title: Insurance agent. Duties: Fixed annuity insurance needs for clients. Time spent during regular hours: 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-17
• S63 Uniform Securities Agent State Law Examination
  1996-08-05