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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
NY RA APPROVED 2021-08-09
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • NY RA
    APPROVED
    Since 2021-08-09

Branch Locations

90 N Broadway Suite 104, Irvington, NY 10533 • United States

Irvington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2008 08/2021
Ameriprise Financial Services Llc Irvington NY 08/2021 Present
Previous Registrations
  • 2008-06-26 → 2021-08-16
    St Louis, MO
    Irvington, NY
Other Businesses

Independent Insurance Brokering; Genworth; 03/01/2022; Long Term Care. Business Ownership; Smart and Simple, LLC; -Record keeping, expense management, and tax reporting for the LLC established to handle business expenses incurred by my Ameriprise franchise.; LLC established to handle business expenses incurred by my Ameriprise franchise.; 53 Whitetail Rd, , Irvington, NY, 10533; Not Investment-Related; 08/24/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-25
  • S66 Uniform Combined State Law Examination
    2008-06-25
Other Names
  • Jean Kim Sears
  • Huichin Jean Kim

View on SEC IAPD

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