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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-02-28 |
| SC | RA | APPROVED | 2023-10-16 |
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
Tuscaloosa, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | SC | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 10/2023 |
| Wells Fargo Advisors Financial Network, Llc | Black Mountain | NC | 10/2023 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Northport | AL | 02/2024 | Present |
OIL AND GAS LEASE LOCATED IN HUMPHREYS COUNTY, INV RELATED, BELZONI, MS, 16.667% OWNERSHIP, START 6/1/2011, 0 HOURS PER MONTH AND DURING TRADING, , NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-22 |
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