Jay Douglas Lotterer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Pittsburg, KS
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Pittsburg, KS

Previous Registrations

• 2006-12-18 → 2015-01-26
  Edward Jones
  St Louis, MO
  Pittsburg, KS

Other Businesses

Business Ownership; NorthPoint, Inc.; Direct day-to-day management of administrative corporation; Manage Ameriprise Business; 611 E. 546th , , Pittsburg, KS, 66762; Investment-Related; 06/01/2018; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; Covenant Harvest Church; Leading a team of ministry leaders, advising on how to serve the community in a variety of ways.; Ministry activities with a local church, consulting and advising local church leaders and performing community outreach.; 615 S. Highway 69, , Pittsburg, KS, 66762; Not Investment-Related; 04/01/2024; 20 to 39 hours per month; 10 to 19 during trading hours / NorthPoint, Inc.; President/Owner - Administrative corporation for non selling related expenses related to my Ameriprise Franchise. ONLY advisory fees will be used to compensate for admin work to me personally; Manage advisory business; 611 E 546th, , Pittsburg, KS, 66762; Investment-Related; 09/04/2018; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22
• S63 Uniform Securities Agent State Law Examination
  1990-08-07