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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-12-16
TX RA APPROVED_RES 2015-01-26
KS RA APPROVED 2015-01-23
  • OK RA
    APPROVED
    Since 2021-12-16
  • TX RA
    APPROVED_RES
    Since 2015-01-26
  • KS RA
    APPROVED
    Since 2015-01-23

Branch Locations

2809 N Broadway St Ste D, Pittsburg, KS 66762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburg KS 01/2015 03/2020
Ameriprise Financial Services, Llc Pittsburg KS 03/2020 Present
Previous Registrations
  • 2006-12-18 → 2015-01-26
    St Louis, MO
    Pittsburg, KS
Other Businesses

Business Ownership; NorthPoint, Inc.; Direct day-to-day management of administrative corporation; Manage Ameriprise Business; 611 E. 546th , , Pittsburg, KS, 66762; Investment-Related; 06/01/2018; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; Covenant Harvest Church; Leading a team of ministry leaders, advising on how to serve the community in a variety of ways.; Ministry activities with a local church, consulting and advising local church leaders and performing community outreach.; 615 S. Highway 69, , Pittsburg, KS, 66762; Not Investment-Related; 04/01/2024; 20 to 39 hours per month; 10 to 19 during trading hours / NorthPoint, Inc.; President/Owner - Administrative corporation for non selling related expenses related to my Ameriprise Franchise. ONLY advisory fees will be used to compensate for admin work to me personally; Manage advisory business; 611 E 546th, , Pittsburg, KS, 66762; Investment-Related; 09/04/2018; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-22
S63 Uniform Securities Agent State Law Examination 1990-08-07
  • S66 Uniform Combined State Law Examination
    2006-11-22
  • S63 Uniform Securities Agent State Law Examination
    1990-08-07

View on SEC IAPD

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