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Charter Oak Capital Management CRD 120870
$1.57B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two International Drive Suite 325, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2014-03-13 |
| NH | RA | APPROVED | 2003-10-28 |
Branch Locations
Two International Drive Suite 325, Portsmouth, NH 03801 • United States
62 Portland Road Suite 37, Kennebunk, ME 04043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charter Oak Capital Management | Kennebunk | ME | 09/2003 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2005 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-13 |
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