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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-12
TX RA APPROVED 2021-08-12
  • NJ RA
    APPROVED
    Since 2021-08-12
  • TX RA
    APPROVED
    Since 2021-08-12

Branch Locations

363 Bloomfield Ave Ste 3A, Montclair, NJ 07042 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Livingston, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Roseland NJ 12/2006 08/2021
Tiaa-Cref Individual & Institutional Services, Llc Roseland NJ 12/2006 08/2021
Kestra Investment Services, Llc Montclair NJ 08/2021 Present
Kestra Private Wealth Services, Llc Montclair NJ 08/2021 Present
Previous Registrations
  • 2007-01-23 → 2021-07-13
    Roseland, NJ
  • 2006-10-04 → 2006-11-28
    Chase Investment Services Corp.
    Teaneck, NJ
  • 2005-12-01 → 2006-10-04
    Bny Investment Center Inc.
    New York, NY
    New York, NY
    Teaneck, NJ
  • 2004-10-20 → 2005-07-13
    Banc Of America Investment Services, Inc.
    West Orange , NJ
  • 2002-12-12 → 2004-10-20
    Quick & Reilly, Inc.
    Orange, NJ
Other Businesses

Name: Evoke Wealth Management for Kestra Private Wealth Services Investment Related: Yes Address: 51 Mounthaven Dr Livingston NJ 07039 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner Start Date: 8/16/2021 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Partner Name: HKR WEALTH POSITION: President NATURE: tax entity INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/11/2021 ADDRESS: 51 Mounthaven Drive, Livingston NJ 07039, United States DESCRIPTION: Sole proprietor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1999-10-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-10-26
Designations

View on SEC IAPD

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