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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-11 |
Branch Locations
1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Tampa | FL | 01/2016 | 05/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Tampa | FL | 01/2016 | 05/2017 |
| American General Life Insurance | Woodland Hills | CA | 05/2017 | 03/2022 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 05/2017 | 03/2022 |
| Royal Alliance Associates, Inc. | Tampa | FL | 03/2022 | Present |
1. SIGNATURE FINANCIAL SOLUTIONS POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2022 ADDRESS: 1511 N Westshore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: insurance broker selling fixed insurance products 2. SIGNATURE FINANCIAL SOLUTIONS POSITION: Registered Representative, conducting securities insurance under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 04/01/2022 ADDRESS: 1511 N Westshore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Registered Representative, conducting securities insurance under this business name
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-26 |
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