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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-21 |
| CO | RA | APPROVED | 2019-04-05 |
Branch Locations
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-03-12 |
Branch Locations
4514 East Camp Lowell Driv, Tucson, AZ 85712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 06/2005 | 01/2017 |
| Lincoln Investment | Tucson | AZ | 01/2017 | Present |
BLUE CROSS BLUE SHIELD POSITION: Sales agent NATURE: Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2007 ADDRESS: 5645 E 9th Street, Tucson AZ 85711, United States DESCRIPTION: Sales associate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-20 |
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