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Scott Andrew Peterson

Advisory Services Network

Boca Raton, FL

Atlanta, GA

CRD 2071135

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-12
  • FL RA
    APPROVED
    Since 2023-06-12

Branch Locations

1515 North Federal Highway Suite 306, Boca Raton, FL 33432 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 02/2001 02/2017
Ameriprise Financial Services, Inc. Minneapolis MN 11/2012 02/2017
Ballast Advisors, Llc Woodbury MN 02/2017 02/2023
Advisory Services Network, Llc Atlanta GA 06/2023 Present
Unemployed Boca Raton FL 03/2023 05/2023
  • 02/2001 → 02/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 11/2012 → 02/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2017 → 02/2023
    Woodbury, MN
  • 06/2023 → Present
    Advisory Services Network, Llc
    Atlanta, GA
  • 03/2023 → 05/2023
    Unemployed
    Boca Raton, FL
Previous Registrations
Other Businesses

LICENSED INSURANCE AGENT: SALE AND SERVICE OF FIXED ANNUITY AND LIFE INSURANCE SINCE 04/09/2024. TIME SPENT 2 HOURS PER MONTH, ALL DURING TRADING HOURS; INVESTMENT RELATED ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-19
  • S66 Uniform Combined State Law Examination
    2005-04-19

View on SEC IAPD

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