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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-02-23 |
Branch Locations
8215 Greenway Blvd Ste 200, Middleton, WI 53562 • United States
Eagle River, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Janesville | WI | 03/1992 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Madison | WI | 11/2016 | 02/2024 |
| Ameriprise Financial Services, Llc | Middleton | WI | 02/2024 | Present |
Business Ownership; Jancun enterprises; Co-owner; Real Estate; 1788 Lighthouse Lodge Road, , Eagle River, WI, 54521; Not Investment-Related; 09/18/2024; 0 hours per month; 0 during trading hours. Other Business Activities; Three Lake, WI Community Foundation Fund Development Team; My responsibilities will be to review the investments of $90,000 of the Foundation's investments. I will not be soliciting $ for the foundation or receiving any compensation for my role. The meets or discusses the investments quarterly.; PO Box 231, , Three Lakes, WI, 54562; Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / Demmer Library; I would be a trustee overseeing the Demmer Trust. It's a 5 year term. My role would be to make sure the funds are invested properly. I will not be handling any investments or soliciting anyone for money. There are two trustees and we have no involvement with moving the funds or any decisions on where funds are spent, that is the responsibility of the Library Board. US bank handles the Demmer trust.; 6961 W School st, , Three Lakes, WI, 54562; Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-03 |
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