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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-23
  • WI RA
    APPROVED
    Since 2024-02-23

Branch Locations

8215 Greenway Blvd Ste 200, Middleton, WI 53562 • United States

Eagle River, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Janesville WI 03/1992 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 02/2024
Ameriprise Financial Services, Llc Middleton WI 02/2024 Present
Previous Registrations
Other Businesses

Business Ownership; Jancun enterprises; Co-owner; Real Estate; 1788 Lighthouse Lodge Road, , Eagle River, WI, 54521; Not Investment-Related; 09/18/2024; 0 hours per month; 0 during trading hours. Other Business Activities; Three Lake, WI Community Foundation Fund Development Team; My responsibilities will be to review the investments of $90,000 of the Foundation's investments. I will not be soliciting $ for the foundation or receiving any compensation for my role. The meets or discusses the investments quarterly.; PO Box 231, , Three Lakes, WI, 54562; Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / Demmer Library; I would be a trustee overseeing the Demmer Trust. It's a 5 year term. My role would be to make sure the funds are invested properly. I will not be handling any investments or soliciting anyone for money. There are two trustees and we have no involvement with moving the funds or any decisions on where funds are spent, that is the responsibility of the Library Board. US bank handles the Demmer trust.; 6961 W School st, , Three Lakes, WI, 54562; Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
S63 Uniform Securities Agent State Law Examination 1990-10-03
  • S66 Uniform Combined State Law Examination
    2019-02-26
  • S63 Uniform Securities Agent State Law Examination
    1990-10-03
Other Names
  • Michael D Witt

View on SEC IAPD

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