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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-02-19 |
| TX | RA | APPROVED_RES | 2009-03-19 |
| MD | RA | APPROVED | 2009-03-06 |
Branch Locations
2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Annapolis | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Annapolis | MD | 11/2016 | Present |
SEVERN SCHOOL; INV. RELATED; SEVERNA PARK, MD; BOARD OF TRUSTEES MEMBER; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO RECEIVE UPDATES FROM DEPARTMENT HEADS, DISCUSS HOW THEIR SPECIFIC AREA IS GOING, LISTEN TO OUTSIDE CONSULTANTS ADDRESS THE BOARD, ATTENDING BUILDING AND GROUND MEETINGS TO DISCUSS PHYSICAL BUILDINGS, IMPROVEMENTS, REPAIRS, AND ATTENDING INVESTMENT COMMITTEE MEETINGS TO OVERSEE THE ENDOWMENT FUNDS, SCHOLARSHIP FUNDS, DISTRIBUTIONS, AND IMPROVEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-10 |
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