Thomas Reese Owens

Current Employers

Garde Capital, Inc.

1301 Fifth Avenue Suite 3030, Seattle, WA 98101 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2009-08-28

WA RA
APPROVED

Since 2009-08-28

Branch Locations

1301 Fifth Avenue Suite 3030, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Garde Capital, Inc.	Seattle	WA	08/2009	Present

08/2009 → Present

Garde Capital, Inc.

Seattle, WA

Previous Registrations

2003-02-07 → 2009-09-15

Ubs Financial Services Inc.

Seattle, WA

Seattle, WA
1999-05-24 → 2003-02-20

Prudential Equity Group, Llc

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-05
S63	Uniform Securities Agent State Law Examination	1990-09-21

S65 Uniform Investment Adviser Law Examination

1999-05-05
S63 Uniform Securities Agent State Law Examination

1990-09-21

Other Names

Tom Owens

View on SEC IAPD

Current Employers

Garde Capital, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews