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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2010-03-01 |
| MA | RA | APPROVED | 2008-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pelham | NH | 06/2004 | Present |
(1) 12/10/2010 - MERRIMACK VALLEY FINANCIAL SERVICES - NON-VARIABLE INSURANCE DBA - MERRIMACK VALLEY FINANCIAL SERVICES - MERRIMACK VALLEY FINANCIAL SERVICES (FOR INSURANCE SALES) WILL SOLICIT AND SELL FIXED ANNUITIES, TERM LIFE INSURANCE, IN FORCE, TRANSFER AND IMMEDIATE ANNUITIES, WHOLE LIFE, UNIVERSAL LIFE, LTC. WILL RECOMMED ONLY A- OR ABOVE AM BEST RATED COS. - 5% OF TIME SPENT - PELHAM, NH. (2) 7/28/2015: SHEILDS BROKERAGE, INS. ASSOCTIATES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTE DATE 08/01/2015 - 75 HOURS PER MONTH - LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES. (3) 05/05/2023 - University of Massachusetts's Lowell - Not Investment Related - Once University Ave, Lowell, MA 01853 - Outside/W-2 Employment - Start Date 09/05/2023 - 24 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-20 |
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