Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-07-07 |
Branch Locations
North Reading, MA • United States
564 Bridge St, Lowell, MA 01850 • United States
378 Middlesex Road, Tyngsboro, MA 01879 • United States
209 N Main St, Andover, MA 01810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | North Andover | MA | 08/2016 | 12/2019 |
| Salem Five Cent Savings Bank | North Andover | MA | 08/2016 | 12/2019 |
| Citizens Investment Services | Burlington | MA | 12/2019 | 11/2020 |
| Watertown Savings Bank | Watertown | MA | 12/2020 | 07/2021 |
| Infinex Investments, Inc. | Watertown | MA | 12/2020 | 09/2021 |
| Unemployed | North Reading | MA | 09/2021 | 02/2022 |
| Lpl Financial Llc | North Reading | MA | 02/2022 | Present |
| Northeast Planning Associates, Inc, | North Reading | MA | 02/2022 | Present |
| Mit Federal Cu | Cambridge | MA | 06/2022 | 07/2024 |
| First Technology Federal Credit Union | Andover | MA | 07/2024 | Present |
1)01/31/2022 - Northeast Planning Associates, INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Registered Representative - Start: 02/2022 - Appx 10% of the time during the month 2)01/31/2022 - Rental Property - Owner - Inv Rel - Worcester, MA - Start: 2015 3)03/09/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/04/2022 - 8 Hours Per Month/1 Hours During Securities Trading. 4)03/09/2022 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 03/04/2022 - 4 Hours Per Month/0 Hours During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5)06/23/2022 - MITFCU Investment & Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/25/2022 - 80 Hours Per Month/8 Hours During Securities Trading. 6) 05/05/2023 - Today Real Estate - Investment Related - 1533 Falmouth Road, Centerville, MA 02632 - Mortgage/Real Estate Services - Real Estate Agent - Start Date 04/03/2023 - 20 Hours Per Month/0 Hours During Securities Trading 7) 11/22/2024 - Digital Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s)- start date 11/20/2024 - 1hr mth / during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-10 |
Reach out to this advisor