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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-07-07
  • MA RA
    APPROVED
    Since 2022-07-07

Branch Locations

North Reading, MA • United States

564 Bridge St, Lowell, MA 01850 • United States

378 Middlesex Road, Tyngsboro, MA 01879 • United States

209 N Main St, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc North Andover MA 08/2016 12/2019
Salem Five Cent Savings Bank North Andover MA 08/2016 12/2019
Citizens Investment Services Burlington MA 12/2019 11/2020
Watertown Savings Bank Watertown MA 12/2020 07/2021
Infinex Investments, Inc. Watertown MA 12/2020 09/2021
Unemployed North Reading MA 09/2021 02/2022
Lpl Financial Llc North Reading MA 02/2022 Present
Northeast Planning Associates, Inc, North Reading MA 02/2022 Present
Mit Federal Cu Cambridge MA 06/2022 07/2024
First Technology Federal Credit Union Andover MA 07/2024 Present
  • 08/2016 → 12/2019
    North Andover, MA
  • 08/2016 → 12/2019
    Salem Five Cent Savings Bank
    North Andover, MA
  • 12/2019 → 11/2020
    Citizens Investment Services
    Burlington, MA
  • 12/2020 → 07/2021
    Watertown Savings Bank
    Watertown, MA
  • 12/2020 → 09/2021
    Infinex Investments, Inc.
    Watertown, MA
  • 09/2021 → 02/2022
    Unemployed
    North Reading, MA
  • 02/2022 → Present
    North Reading, MA
  • 02/2022 → Present
    North Reading, MA
  • 06/2022 → 07/2024
    Mit Federal Cu
    Cambridge, MA
  • 07/2024 → Present
    First Technology Federal Credit Union
    Andover, MA
Previous Registrations
  • 2022-03-08 → 2024-07-12
    Bedford, NH
    North Reading, MA
  • 2020-12-08 → 2021-09-30
    Watertown, MA
  • 2020-01-08 → 2020-12-02
    Woburn, MA
    Bedford, MA
    Burlington, MA
    Bedford, MA
  • 2016-09-02 → 2020-01-06
    N. Andover, MA
    Danvers, MA
  • 2012-09-26 → 2016-08-29
    Holden, MA
    Worcester, MA
    Sterling, MA
    Worcester, MA
    Clinton, MA
    Wickford, RI
    Worcester, MA
    Worcester, MA
    Worcester, MA
    Sterling, MA
    Framingham, MA
    Fitchburg, MA
    Gardner, MA
    Leominster, MA
    Lexington, MA
    Fitchburg, MA
    Gardner, MA
    Leominster, MA
    Framingham, MA
    West Boylston, MA
    Clinton, MA
  • 2011-11-14 → 2012-09-19
    Clinton, MA
    Sterling, MA
    Clinton, MA
    Fitchburg, MA
    Southboro, MA
    Holden, MA
    Gardner, MA
    Sterling, MA
    Clinton, MA
    Gardner, MA
    Worcester, MA
    Worcester, MA
    Fitchburg, MA
    Sterling, MA
Other Businesses

1)01/31/2022 - Northeast Planning Associates, INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Registered Representative - Start: 02/2022 - Appx 10% of the time during the month 2)01/31/2022 - Rental Property - Owner - Inv Rel - Worcester, MA - Start: 2015 3)03/09/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/04/2022 - 8 Hours Per Month/1 Hours During Securities Trading. 4)03/09/2022 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date - 03/04/2022 - 4 Hours Per Month/0 Hours During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5)06/23/2022 - MITFCU Investment & Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/25/2022 - 80 Hours Per Month/8 Hours During Securities Trading. 6) 05/05/2023 - Today Real Estate - Investment Related - 1533 Falmouth Road, Centerville, MA 02632 - Mortgage/Real Estate Services - Real Estate Agent - Start Date 04/03/2023 - 20 Hours Per Month/0 Hours During Securities Trading 7) 11/22/2024 - Digital Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s)- start date 11/20/2024 - 1hr mth / during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-02
S63 Uniform Securities Agent State Law Examination 1989-04-10
  • S65 Uniform Investment Adviser Law Examination
    2011-11-02
  • S63 Uniform Securities Agent State Law Examination
    1989-04-10
Other Names
  • Chris Mara

View on SEC IAPD

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