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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-07-19 |
| ND | RA | APPROVED | 2023-07-19 |
| SD | RA | APPROVED | 2023-07-19 |
Branch Locations
3260 Veterans Blvd S Ste 208, Fargo, ND 58104 • United States
10930 Club West Parkway, Blaine, MN 55449 • United States
14125 St Francis Blvd Nw, Ramsey, MN 55303 • United States
5600 W 83Rd St. Ste 200, Minneapolis, MN 55437 • United States
118 Elm Street, Spooner, WI 54801 • United States
1302 Atlantic Avenue, Benson, MN 56215 • United States
65 East Broadway, Little Falls, MN 56345 • United States
408 Minnesota Ave, Breckenridge, MN 56520 • United States
201 West James, Paynesville, MN 56362 • United States
120 North Mill Street, Fergus Falls, MN 56537 • United States
203 Tenth Street, Windom, MN 56101 • United States
1027 4Th Avenue, Worthington, MN 56187 • United States
14 Central Avenue S., Elbow Lake, MN 56531 • United States
323 North Norman Street, Ivanhoe, MN 56142 • United States
123 N Jefferson, Minneota, MN 56264 • United States
214 Atlantic Ave, Morris, MN 56267 • United States
1410 East College Drive, Marshall, MN 56345 • United States
Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank Na | Dickinson | ND | 05/2006 | Present |
| Lpl Financial Llc | Fargo | ND | 07/2023 | Present |
1. 07/02/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP, Market Leader - Start Date 7/19/2023 2. 07/31/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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