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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2010-03-25 |
Branch Locations
2424 Harrodsburg Road Suite 101, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Bank & Trust | Lexington | KY | 02/1995 | Present |
| Raymond James Financial Services | Lexington | KY | 12/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Lexington | KY | 03/2010 | Present |
| Central Insurance Services, Inc. | Lexington | KY | 03/2008 | 03/2020 |
| Non-Variable Insurance | Lexington | KY | 03/2008 | Present |
| Central Investment Center Inc | Lexington | KY | 02/1995 | 03/2020 |
| Central Investment Center, Inc. | Lexington | KY | 02/1995 | Present |
| Central Bank & Trust Co | Lexington | KY | 03/2020 | Present |
(1)Name of Business: Central Bank & Trust Co. Address: 2424 Harrodsburg Rd, Suite 101, Lexington, KY, 40503, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 03/11/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Bank Employee - Financial Advisor (2)Name of Business: Central Investment Center, Inc. Address: 2424 Harrodsburg Rd, Suite 101, Lexington, KY, 40503, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 03/11/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is a marketing name only. These activities are concurrent with my Raymond James activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-28 |
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