Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-03-25
  • KY RA
    APPROVED
    Since 2010-03-25

Branch Locations

2424 Harrodsburg Road Suite 101, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Bank & Trust Lexington KY 02/1995 Present
Raymond James Financial Services Lexington KY 12/2002 Present
Raymond James Financial Services Advisors, Inc Lexington KY 03/2010 Present
Central Insurance Services, Inc. Lexington KY 03/2008 03/2020
Non-Variable Insurance Lexington KY 03/2008 Present
Central Investment Center Inc Lexington KY 02/1995 03/2020
Central Investment Center, Inc. Lexington KY 02/1995 Present
Central Bank & Trust Co Lexington KY 03/2020 Present
  • 02/1995 → Present
    Central Bank & Trust
    Lexington, KY
  • 12/2002 → Present
    Raymond James Financial Services
    Lexington, KY
  • 03/2010 → Present
    Lexington, KY
  • 03/2008 → 03/2020
    Central Insurance Services, Inc.
    Lexington, KY
  • 03/2008 → Present
    Non-Variable Insurance
    Lexington, KY
  • 02/1995 → 03/2020
    Central Investment Center Inc
    Lexington, KY
  • 02/1995 → Present
    Central Investment Center, Inc.
    Lexington, KY
  • 03/2020 → Present
    Central Bank & Trust Co
    Lexington, KY
Previous Registrations
  • 2002-04-18 → 2002-12-05
    Howard Weil Incorporated
    Lexington, KY
Other Businesses

(1)Name of Business: Central Bank & Trust Co. Address: 2424 Harrodsburg Rd, Suite 101, Lexington, KY, 40503, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 03/11/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Bank Employee - Financial Advisor (2)Name of Business: Central Investment Center, Inc. Address: 2424 Harrodsburg Rd, Suite 101, Lexington, KY, 40503, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 03/11/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is a marketing name only. These activities are concurrent with my Raymond James activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-01
S63 Uniform Securities Agent State Law Examination 1990-08-28
  • S65 Uniform Investment Adviser Law Examination
    1992-12-01
  • S63 Uniform Securities Agent State Law Examination
    1990-08-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor