James Poche

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Baton Rouge, LA
• 11/2016 → 07/2022
  Wells Fargo Clearing Services, Llc
  Baton Rouge, LA
• 07/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Baton Rouge, LA

Previous Registrations

• 2009-03-13 → 2022-07-15
  Wells Fargo Clearing Services, Llc
  Baton Rouge, LA
• 2008-10-01 → 2009-04-06
  J.P. Morgan Securities Llc
  Baton Rouge, LA
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Baton Rouge, LA
  Baton Rouge, LA
• 2002-01-28 → 2006-09-27
  Banc One Securities Corporation
  Baton Rouge, LA
  Baton Rouge, LA
  Chicago, IL

Other Businesses

1. JAMES A POCHE III LLC, INVESTMENT RELATED, BATON ROUGE, LA; 100% OWNERSHIP; START 4/16/2004, 0 HOUR PER MONTH/0 DURING TRADING, REAL ESTATE OWNERSHIP. 2. CANES HOLDINGS LLC; INV. RELATED; BATON ROUGE, LA; 25% OWNERSHIP; START 1/28/2003, 2 HRS PER MONTH, 0 HRS DURING TRADING, RESTAURANT. 3. JACLEY LLC; INVESTMENT RELATED; BATON ROUGE, LA; 75% OWNERSHIP, START 6/11/2004, 5 HRS PER MONTH, 0 HRS DURING TRADING, RETAIL RENTAL. 4. AMITE CROSSING LLC, INV RELATED, BATON ROUGE, LA, 50% OWNERSHIP, START 10/11/2012, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RETAIL INVESTMENT PROPERTY. 5. CO-TRUSTEE FOR MOTHER-IN-LAW; INVESTMENT RELATED; BATON ROUGE, LA; START 2/1993; 0 HRS PER MONTH. 6. WESTSIDE CROSSING LLC; INVESTMENT RELATED; BATON ROUGE,LA; 50% OWNERSHIP; START 6/5/2002; 6 HOURS PER MONTH; 0 HOURS DURING TRADING ; OWNER OF LLC FOR RETAIL RENTAL CENTER. 7. LONG BRIDGE WEALTH MANAGEMENT, LLC, INVT RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START 5/3/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET. 8.LONGBRIDGE REAL ESTATE, LLC, INVT RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START 7/15/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL OFFICE SPACE FOR FINET PRACTICE. 9. JIMP3, LLC, INVT RELATED, BATON ROUGE, LA, 100% OWNERSHIP, START 4/16/2004, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNERSHIP IN FINET. 10. RENTAL PROPERTY, INVT RELATED, BATON ROUGE, LA, 50% OWNERSHIP, START 5/31/2002, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. 11. RENTAL PROPERTY, INVT RELATED, BATON ROUGE, LA, 25% OWNERSHIP, START 6/5/2002, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. 12. RENTAL PROPERTY, INVT RELATED, ZACHARY, LA, 50% OWNERSHIP, START 4/16/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. 13. RENTAL PROPERTY, INVT RELATED, BATON ROUGE, LA, 75% OWNERSHIP, START 6/11/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. 14. RENTAL PROPERTY, INVT RELATED, DENHAM SPRINGS, LA, 50% OWNERSHIP, START 4/16/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. 15. LONGBRIDGE REAL ESTATE, LLC, INVT RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START 7/15/2022 , 2 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD OFFICE SPACE FOR FINET.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-06
• S63 Uniform Securities Agent State Law Examination
  2001-03-12

Other Names

• Jim Poche
• James A (Iii) Poche
• James Alexander Poche