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Timothy D Dimock

J.P. Morgan Securities LLC

Birmingham, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-09
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2018-05-09
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

200 S. Old Woodward Ave., Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington Woods MI 10/2012 01/2018
Jp Morgan Chase Bank, N.A. Birmingham MI 01/2018 Present
J.P. Morgan Securities Llc Birmingham MI 01/2018 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Birmingham, MI
    Troy, MI
    Chicago, IL
    Madison Heights, MI
    Royal Oak, MI
    Madison Heights, MI
    Madison Heights, MI
    Huntington Woods, MI
    Huntington Woods, MI
  • 2002-10-25 → 2005-07-06
    Banc One Securities Corporation
    Huntington Woods, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-22
S63 Uniform Securities Agent State Law Examination 1995-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-04-22
  • S63 Uniform Securities Agent State Law Examination
    1995-07-28
Designations
Other Names
  • Timothy David Dimock
  • Tim Dimock
  • Tim D Dimock

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
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