Paul B Mullen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Blue Bell, PA
• 06/2011 → Present
  Bank Of America, N.A.
  Blue Bell, PA

Other Businesses

I*135410 For profit or not for profit: Non-Profit Organization Name of outside business organization: Gwynedd Mercy Academy Investment related: Y Address of business: Gwynedd Valley, Pennsylvania 19002 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/18/2021 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: GMA is a private all girls catholic HS. My tasks will be to help oversee performance and investment direction of assets that GMA will have invested at Permit Capital Advisors. I will not be involved with any trading, nor any of their accounts. I*454258 For profit or not for profit: Entity Charitable Name of outside business organization: For Pete's Sake Cancer Respite Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee","Board Member"], [["Finance committee"]] Start date of relationship: 7/1/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Board member and Finance Committee I*1420284 For profit or not for profit: Entity Charitable Name of outside business organization: Archbishop Wood High School Investment related: N Address of business: Warminster, Pennsylvania, 18974, United States Nature of business: ["School, College or University"] Position, title, association: ["Board Member"], Start date of relationship: 8/7/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Archbishop Wood High School is a parochial catholic HS in the Philadelphia Archdicese. My tasks will be to help with enrollment recruitment, fund raising, and general management. I will not be involved with any trading, nor any of their financial accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1990-06-28

Other Names

• Paul Bryant Mullen