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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-02-01
TX RA APPROVED_RES 2021-03-25
  • MI RA
    APPROVED
    Since 2024-02-01
  • TX RA
    APPROVED_RES
    Since 2021-03-25

Branch Locations

19810 Mack Avenue, Grosse Pointe Woods, MI 48236-2506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 04/1997 Present
Other Businesses

1. 01/02/2004 - LENHARD FINANCIAL SERVICES - INV REL - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business) 2. 02/25/2004 - BTC INVESTMENTS - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) 3. 08/10/2005 - DOUBLE EAGLE REALTY, LLC - PURCHASE REAL ESTATE BUILDING - At Reported Business Location(s) 4. 09/08/2006 - T&C Realty LLC - INV REL - At Reported Business Location(s) - Real Estate Rental - LLC to purchase building to operate out of. 5. 08/19/2014 - NO BUSINESS NAME - INV REL - 19810 Mack Ave. Grosse Pointe Woods, MI 48236 - Non-Variable Insurance - START 01/01/2000 - 35 HOURS PER MONTH, 20 DURING TRADING - Sales of Health Insurance and Life insurance. No employees are employed 6. 04/23/2016 - Lenhard Financial Services - Non-Variable Insurance - DBA: Lenhard Financial Services - INV REL - 19810 Mack Ave. Grosse Pointe Woods, MI 48236 - START DATE 04/01/2016 - 20 HRS/MO; 10 HRS DURING SECS TRADING HOURS. 7. 10/26/2016 - Westchester Realty - Real Estate Rental - Investment Related - 19822 Mack Ave. Grosse Pointe Woods, MI 48236 - Start 05/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Office Building 8. 09/12/2022 - Houston Realty - Investment Related - Detroit, M,St Clair Shores, MI - Real Estate Rental - Start Date - 05/01/2006 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-09
S63 Uniform Securities Agent State Law Examination 1990-09-05
  • S65 Uniform Investment Adviser Law Examination
    2010-09-09
  • S63 Uniform Securities Agent State Law Examination
    1990-09-05

View on SEC IAPD

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