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Richard J Spayde

Wells Fargo Clearing Services, LLC

St. Petersburg, FL

Tierra Verde, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • FL RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

100 2Nd Ave S Ste 400N, St. Petersburg, FL 33701 • United States

Tierra Verde, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Petersburg FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Petersburg FL 11/2016 Present
Previous Registrations
  • 2001-04-10 → 2003-07-01
    Prudential Equity Group, Llc
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-22
S63 Uniform Securities Agent State Law Examination 1990-07-27
  • S65 Uniform Investment Adviser Law Examination
    1994-03-22
  • S63 Uniform Securities Agent State Law Examination
    1990-07-27
Other Names
  • Richard J (Jr) Spayde
  • Richard John Spayde

View on SEC IAPD

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