Dianne Williams Wildt

Current Employers

Employment History

• 11/2013 → 08/2023
  American Equity Investment Corp
  New Albany, IN
• 11/2013 → Present
  American Capital Management
  New Albany, IN
• 09/2023 → Present
  Regulus Financial Group, Llc
  Kentwood, MI

Previous Registrations

• 2010-06-14 → 2013-11-19
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2004-07-20 → 2010-05-21
  Money Concepts Capital Corp
  Louisville, KY
  Palm Beach Gardens, FL
  Louisville, KY
• 2003-08-22 → 2004-07-16
  One Compass Advisors
  Jeffersonville, IN

Other Businesses

Business Name: Retirement Pathways - Investment Related: Yes - Address: 4500 Bowling Blvd Ste 100, Louisville, KY 40207 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative - Start Date: 9/6/2023 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: American Capital Management - Investment Related: Yes - Address: 4500 Bowling Blvd Ste 100, Louisville, KY 40207 - Nature of Business: Investment Advisor Representative Activities - Title or Relationship: Investment Advisor Representative - Start Date: 11/1/2013 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services. Business Name: Louisville First SDA Church - Investment Related: No - Address: 2988 Newburg Road, Louisville, KY 40205 - Nature of Business: Church service - Title or Relationship: Volunteer Treasurer - Start Date: 7/1/2024 - Hours per month: 12 - Hours per month during trading hours: 4 - Duties: Offering receipts and recording, deposit to bank, payroll

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-13
• S63 Uniform Securities Agent State Law Examination
  2002-08-01

Other Names

• Dianne Williams
• Patricia Dianne Williams
• Dianne Wildt
• P. Dianne Williams