Kelly Ann Johnson

Employer firm

Split Rock Private Trading And Wealth Management LLC CRD 152003

$356M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Split Rock Private Trading And Wealth Management Llc
  Cloquet, MN

Other Businesses

(1)CLOQUET PLANNING & ZONING COMMISSION - CLOQUET, MN, COMMISSIONER, DEVOTE APPROX 5 HRS PER MONTH, NONE DURING BSNS HRS. (2)CLOQUET MEMORIAL HOSPITAL - CLOQUET, MN, FOLLOW AGENDA & VOTE ON ANY ISSUES THAT ARISE PERTINENT TO THE HOSPITAL FROM ALL DEPARTMENTS & DOCTORS, DEVOTE APPROX 5 HRS PER MONTH, NONE DURING BSNS HRS. (3)CLOQUET COMMUNITY MEMORIAL HOSPITAL; IS THE BUSINESS INVESTMENT RELATED: NO; LOCATION OF THE BUSINESS: 512 SKYLINE BLVD CLOQUET MN 55720 USA; DESCRIPTION OF THE BUSINESS: LOCAL FOR-PROFIT HOSPITAL.; POSITION TITLE: BOARD MEMBER; RESPONSIBILITIES DUTIES: KELLY SERVES ON THE BOARD OF DIRECTORS FOR OUR LOCAL HOSPITAL AND ATTENDS MONTHLY MEETINGS TO GO OVER BUDGETS, FINANCIALS AND UPDATES ON THE FUTURE OF THE HOSPITAL.; START DATE WITH BUSINESS: 2023-01-16; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; WILL AN IRS FORM FOR INCOME EARNED BE RECEIVED: NO; CONTACT PERSON AT THE ORGANIZATION: RICK BREUER, CEO; WEBSITE ADDRESS FOR THE ORGANIZATION: HTTPS://CLOQUETHOSPITAL.COM/;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-02-12
• S63 Uniform Securities Agent State Law Examination
  1993-02-19

Other Names

• Kelly A Johnson
• Kelly Ann Pederson