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Current Employers
Split Rock Private Trading And Wealth Management Llc

105 Arch St, Cloquet, MN 55720 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-03-01
  • MN RA
    APPROVED
    Since 2014-03-01

Branch Locations

105 Arch St, Cloquet, MN 55720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Split Rock Private Trading And Wealth Management Llc Cloquet MN 02/2014 Present
Other Businesses

(1)CLOQUET PLANNING & ZONING COMMISSION - CLOQUET, MN, COMMISSIONER, DEVOTE APPROX 5 HRS PER MONTH, NONE DURING BSNS HRS. (2)CLOQUET MEMORIAL HOSPITAL - CLOQUET, MN, FOLLOW AGENDA & VOTE ON ANY ISSUES THAT ARISE PERTINENT TO THE HOSPITAL FROM ALL DEPARTMENTS & DOCTORS, DEVOTE APPROX 5 HRS PER MONTH, NONE DURING BSNS HRS. (3)CLOQUET COMMUNITY MEMORIAL HOSPITAL; IS THE BUSINESS INVESTMENT RELATED: NO; LOCATION OF THE BUSINESS: 512 SKYLINE BLVD CLOQUET MN 55720 USA; DESCRIPTION OF THE BUSINESS: LOCAL FOR-PROFIT HOSPITAL.; POSITION TITLE: BOARD MEMBER; RESPONSIBILITIES DUTIES: KELLY SERVES ON THE BOARD OF DIRECTORS FOR OUR LOCAL HOSPITAL AND ATTENDS MONTHLY MEETINGS TO GO OVER BUDGETS, FINANCIALS AND UPDATES ON THE FUTURE OF THE HOSPITAL.; START DATE WITH BUSINESS: 2023-01-16; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; WILL AN IRS FORM FOR INCOME EARNED BE RECEIVED: NO; CONTACT PERSON AT THE ORGANIZATION: RICK BREUER, CEO; WEBSITE ADDRESS FOR THE ORGANIZATION: HTTPS://CLOQUETHOSPITAL.COM/;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-12
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S65 Uniform Investment Adviser Law Examination
    2014-02-12
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Kelly A Johnson
  • Kelly Ann Pederson

View on SEC IAPD

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