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Tyler Allen Kocon

Split Rock Private Trading And Wealth Management LLC

Cloquet, MN

CRD 4146389

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Employer firm

Split Rock Private Trading And Wealth Management LLC CRD 152003

$356M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Split Rock Private Trading And Wealth Management Llc

105 Arch St, Cloquet, MN 55720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-12
MN RA APPROVED 2013-12-16
  • TX RA
    APPROVED
    Since 2015-06-12
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

105 Arch St, Cloquet, MN 55720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Split Rock Private Trading And Wealth Management Llc Duluth MN 03/2010 Present
North American Shale Energy Fund Lp Duluth MN 01/2014 12/2019
Split Rock Asset Management Llc Duluth MN 01/2014 12/2019
Other Businesses

(1) COOL AND KOCON REAL ESTATE HOLDINGS LLC; CO-MEMBER; TYLER KOCON IS A CO-OWNER OF A COMMERCIAL BUILDING THROUGH WHICH HE COLLECTS BOTH COMMERCIAL AND RESIDENTIAL RENTAL INCOME; 1618 CLOQUET AVE, CLOQUET, MN 55720. (2) TYLER KOCON; BLACKLIST BREWING CO.; VICE-PRESIDENT; NOT INVESTMENT-RELATED; 120 E SUPERIOR ST, DULUTH, MN 55802; BLACKLIST BREWING CO. IS A EUROPEAN-INSPIRED BREWERY THAT SPECIALIZES IN UNIQUE, ARTFULLY-CRAFTED ALES. CREATING SMALL BATCH BREWS, THAT HONOR TRADITIONAL TECHNIQUES, INFUSED WITH CREATIVITY AND PASSION. BLACKLIST BREWING CO. SELLS THEIR CRAFT BEER IN THROUGH THEIR TAPROOM AND MULTIPLE DISTRIBUTION CHANNELS; DUTIES: PROVIDES BUSINESS ANALYSIS AND OVERSEES FINANCIALS OF DAY TO DAY BUSINESS; 2019-04-25; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-13
S63 Uniform Securities Agent State Law Examination 2000-05-01
  • S65 Uniform Investment Adviser Law Examination
    2009-07-13
  • S63 Uniform Securities Agent State Law Examination
    2000-05-01
Other Names
  • Tyler Allen Kocan

View on SEC IAPD

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