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Cynthia Llewelyn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Provo, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-05
UT RA APPROVED 2001-06-25
  • TX RA
    APPROVED_RES
    Since 2010-04-05
  • UT RA
    APPROVED
    Since 2001-06-25

Branch Locations

145 W 200 N, Provo, UT 84601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Provo UT 01/1995 Present
Merrill Lynch, Pierce, Fenner & Smith, Inc. Provo UT 02/2001 Present
Bank Of America, N.A. Provo UT 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-15
S63 Uniform Securities Agent State Law Examination 1996-04-19
  • S66 Uniform Combined State Law Examination
    2001-06-15
  • S63 Uniform Securities Agent State Law Examination
    1996-04-19
Other Names
  • Cynthia P Tingey
  • Cynthia Craig
  • Cynthia P Craig
  • Cynthia P Roundy

View on SEC IAPD

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Other Offices

PORTSIDE WEALTH GROUP, LLC · PROVO, UT
JOSEPH M. LARSEN, C.P.A., P.C. · PROVO, UT
COMMONWEALTH FINANCIAL NETWORK · Provo, UT
RAYMOND JAMES & ASSOCIATES, INC. · Provo, UT
COLE FINANCIAL ADVISORS, INC. · PROVO, UT
EDWARD JONES · PROVO, UT
ACCUVEST GLOBAL ADVISORS, INC. · PROVO, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Provo, UT

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