Richard A Bachand

Current Employers

Employment History

• 01/2005 → Present
  Tarlov Financial Group
  Avon, CT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Avon, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-03-31 → 2021-06-09
  Voya Financial Advisors, Inc.
  Avon, CT
  Avon, CT

Other Businesses

1. NAME OF ENTITY:TARLOV FINANCIAL GROUP; Yes; 20 TOWER LANE; AVON; CT; 06001; FINANCIAL SERVICES/DBA; INDEPENDENT INSURANCE AGENT; 1/1/2005; 200; 200; SALE OF FIXED INSURANCE & SECURITIES AND INVESTMENT PRODUCTS 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 20 TOWER LANE; AVON; CT; 6001; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:Rich Bachand Financial; Yes; 20 TOWER LANE; AVON; CT; 06001; DBA; owner; 5/1/2010; 160; 160; sales and service of fixed insurance products 4. NAME OF ENTITY:Tarlov Ford Berry Financial Group; Yes; 20 Tower Lane; Avon; CT; 06001; Financial Services/dba; Senior Financial Advisor; 6/1/2021; 190; 173; Sale and Service, Insurance, Securities and Investment Products; 5. NAME OF OTHER BUSINESS: PARAGON FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:10/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-03-13
• S65 Uniform Investment Adviser Law Examination
  2008-02-06