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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-29 |
| TX | RA | APPROVED | 2013-10-29 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
Dana Point, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 10/2013 | Present |
1) BUSINESS OR ACTIVITY NAME: RESDEV 3 / FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT / INVESTMENT RELATED: (YES OR NO) NO / ADDRESS OF BUSINESS: 600 S. 7TH STREET LAS VEGAS, NV 89101 / NATURE OF BUSINESS: PARTNER BUYS HOMES AT AUCTION, IMPROVES PROPERTY AND SELLS THE HOMES / YOUR POSITION, TITLE, ASSOCIATION: HALF OWNER OF THE PARTNERSHIP, NO TITLE OR ASSOCIATION / START DATE OF RELATIONSHIP: 01/2009 / NUMBER OF HOURS DEVOTED PER MONTH: 0 / NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 / YOUR DUTIES: NONE ///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-22 |
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