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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-18 |
| PA | RA | APPROVED | 2010-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Valley Forge | PA | 09/1990 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Exton | PA | 04/2010 | Present |
| Bank Of America, N.A. | Exton | PA | 05/2011 | Present |
I*10104 For profit or not for profit: Name of outside business organization: rental Investment related: Address of business: Ocean City, New Jersey 08226 Nature of business: Position, title, association: , Start date of relationship: 10/5/2020 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Rental OCEAN CITY, NJ 08226 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 0, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 04/30/04, POSITION - OWNER; INVESTMENT PROPERTY. RENTAL INCOME. PROPERTY OWNER, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-23 |
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