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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-06-14
  • OK RA
    APPROVED
    Since 2024-06-14

Branch Locations

3401 Nw 63Rd Street Suite 600, Oklahoma City, OK 73116 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T S Phillips Investments, Inc. Oklahoma City OK 09/2010 06/2024
Thurston Springer Indianapolis IN 06/2024 Present
  • 09/2010 → 06/2024
    T S Phillips Investments, Inc.
    Oklahoma City, OK
  • 06/2024 → Present
    Thurston Springer
    Indianapolis, IN
Previous Registrations
  • 2010-09-30 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 1996-01-02 → 2008-10-16
    Oklahoma City, OK
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-15
S63 Uniform Securities Agent State Law Examination 1995-01-05
  • S65 Uniform Investment Adviser Law Examination
    1995-11-15
  • S63 Uniform Securities Agent State Law Examination
    1995-01-05
Other Names
  • Patricia Marie Henry

View on SEC IAPD

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