Kenneth Lee Clowers

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → Present
  Securities America, Inc.
  La Vista, NE
• 11/2020 → Present
  Securities America Advisors, Inc.
  La Vista, NE
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Seattle, WA
  La Vista, NE
• 2021-01-19 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2016-06-02 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
• 2014-05-13 → 2016-07-14
  Signator Investors, Inc.
  Boston, MA
• 2012-06-12 → 2016-01-07
  Signator Financial Services, Inc.
  Boston, MA
  Bellevue, WA
• 2001-04-11 → 2012-03-16
  Pacific West Financial Consultants Inc
  Renton, WA

Other Businesses

1) INSURANCE POSITION: Agent NATURE: I have my insurance license issue by the State of Washington. I have not conducted any insurance business for many years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 5982 Ranch Loop Ferndale WA 98248 DESCRIPTION: Fixed Insurance sales - I have my insurance license but have not had any sales for many years

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-19
• S63 Uniform Securities Agent State Law Examination
  1991-03-18

Other Names

• Ken Clowers