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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-03
IL RA APPROVED 2013-03-26
  • TX RA
    APPROVED_RES
    Since 2019-01-03
  • IL RA
    APPROVED
    Since 2013-03-26

Branch Locations

200 W Corning Ave, Peotone, IL 60468 • United States

5601 Monee Manhattan Rd, Monee, IL 60449 • United States

11210 W. Lincoln Highway, Mokena, IL 60448 • United States

19997 S. Lagrange Road, Frankfort, IL 60423 • United States

10635 S. Ewing Ave., Chicago, IL 60617 • United States

321 E. Church St, Sandwich, IL 60548 • United States

220 W Main Street, Morris, IL 60450 • United States

24509 West Lockport St, Plainfield, IL 60544 • United States

1290 Steger Rd, Crete, IL 60417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Mokena IL 03/2013 Present
First Midwest Bank Mokena IL 03/2013 02/2022
Old National Bank Mokena IL 02/2022 Present
  • 03/2013 → Present
    Lpl Financial
    Mokena, IL
  • 03/2013 → 02/2022
    First Midwest Bank
    Mokena, IL
  • 02/2022 → Present
    Old National Bank
    Mokena, IL
Previous Registrations
  • 2009-06-01 → 2013-04-12
    Lisle, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lisle, IL
  • 2005-07-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lisle, IL
    Lisle, IL
Other Businesses

1. 03/26/13-DBA ONLY/FIRST MIDWEST FINANCIAL NETWORK/100%/MOKENA, IL 2. 06/14/2019 - Advanced Group - investment related - 725 Waukegan Road, Deerfield, IL 60015 - Non-Variable Insurance - start date:11/01/2018 - 10 hrs/mo - 10 hrs during trading. 3. 02/12/2024 - Old National Bank - Non-Inv Related - At Reported Business Location(s) - Financial Institution Duty - LPL Financial Advisor, Wealth Advisor, Officer - Started: 10/5/2023 - 5 hrs/mo During Trading 4. 04/01/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-15
  • S66 Uniform Combined State Law Examination
    2005-07-15

View on SEC IAPD

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