Jay Brian Hammond

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Alpena, MI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-06-23 → 2021-06-09
  Voya Financial Advisors, Inc.
  Marinette, WI
  Alpena, MI
  Windsor, CT

Other Businesses

NAME OF ENTITY:ALPENA MENS GOLF ASSOCIATION; No; 1135 GOLF COURSE ROAD; ALPENA; MI; 49707; GOLF ASSOCIATION; TOURNAMENT DIRECTOR; 4/1/2016; 2; 2; RESPONSIBLE FOR PLANNING WHICH HOLES WILL BE DESIGNATED FOR LONGEST PUTT,CLOSEST TO THE PIN AND LONGEST DRIVE.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 127 WEST RIVER STREET; ALPENA; MI; 49707; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/5/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-11
• S63 Uniform Securities Agent State Law Examination
  1990-07-11