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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Alpena | MI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:ALPENA MENS GOLF ASSOCIATION; No; 1135 GOLF COURSE ROAD; ALPENA; MI; 49707; GOLF ASSOCIATION; TOURNAMENT DIRECTOR; 4/1/2016; 2; 2; RESPONSIBLE FOR PLANNING WHICH HOLES WILL BE DESIGNATED FOR LONGEST PUTT,CLOSEST TO THE PIN AND LONGEST DRIVE.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 127 WEST RIVER STREET; ALPENA; MI; 49707; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/5/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-11 |
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