Best Investors Account Sign in
Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-02
TX RA APPROVED_RES 2022-10-31
  • TN RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2022-10-31

Branch Locations

5409 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Brentwood TN 08/1989 11/2018
Royal Alliance Associates, Inc. Brentwood TN 11/2018 10/2022
Independent Financial Group, Llc Brentwood TN 10/2022 Present
  • 08/1989 → 11/2018
    Signator Investors, Inc.
    Brentwood, TN
  • 11/2018 → 10/2022
    Royal Alliance Associates, Inc.
    Brentwood, TN
  • 10/2022 → Present
    Brentwood, TN
Previous Registrations
  • 2018-11-02 → 2022-11-02
    Brentwood, TN
  • 2000-07-27 → 2018-11-02
    Signator Investors, Inc.
    Alpharetta, GA
    Nashville, TN
    Brentwood, TN
    Nashville, TN
    Atlanta, GA
Other Businesses

(1) HENDERSON FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/15/1989 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION: DBA FOR MARKETING PURPOSES. (2) AME CHRUCH POSITION: CFO, TREASURER NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2021 ADDRESS: 900 13TH AVE. S, STE. 300, NASHVILLE TN 37212, United States DESCRIPTION: TREASURER. (3) AME CHURCH BOARD OF INCORPORATORS POSITION: Board Member AME Board Of Incorporators. Assist other Board Members in the decisions before the body by way of input and vote. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/10/2021 ADDRESS: AME Church- Nashville Location, 900 13th Ave. South, Suite 330, Nashville TN 37212, United States DESCRIPTION: Board Member for AME Board Of Incorporators. (4) THE CORE GROUP POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2020 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION:OUTSIDE INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-31
S63 Uniform Securities Agent State Law Examination 1991-02-01
  • S65 Uniform Investment Adviser Law Examination
    2000-05-31
  • S63 Uniform Securities Agent State Law Examination
    1991-02-01
Other Names
  • Marcus T Henderson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brentwood, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor