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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2022-10-31 |
Branch Locations
5409 Maryland Way Suite 300, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Brentwood | TN | 08/1989 | 11/2018 |
| Royal Alliance Associates, Inc. | Brentwood | TN | 11/2018 | 10/2022 |
| Independent Financial Group, Llc | Brentwood | TN | 10/2022 | Present |
(1) HENDERSON FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/15/1989 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION: DBA FOR MARKETING PURPOSES. (2) AME CHRUCH POSITION: CFO, TREASURER NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2021 ADDRESS: 900 13TH AVE. S, STE. 300, NASHVILLE TN 37212, United States DESCRIPTION: TREASURER. (3) AME CHURCH BOARD OF INCORPORATORS POSITION: Board Member AME Board Of Incorporators. Assist other Board Members in the decisions before the body by way of input and vote. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/10/2021 ADDRESS: AME Church- Nashville Location, 900 13th Ave. South, Suite 330, Nashville TN 37212, United States DESCRIPTION: Board Member for AME Board Of Incorporators. (4) THE CORE GROUP POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2020 ADDRESS: 5409 Maryland Way, Suite 300, Brentwood TN 37027, United States DESCRIPTION:OUTSIDE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-01 |
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