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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-12 |
| TX | RA | APPROVED_RES | 2025-06-02 |
Branch Locations
4410 Golf Terrace Suite #101, Eau Claire, WI 54701 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4410 Golf Terrace Suite #101, Eau Claire, WI 54701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 08/1996 | 05/2025 |
| Northwestern Mutual Investment Services, Llc | Eau Claire | WI | 09/1996 | 05/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 05/2025 |
| Lpl Financial, Llc | Eau Claire | WI | 06/2025 | Present |
1.06/02/2025; Gene Larock; Non-Variable Insurance Trails Only; Investment Related; Eau Claire,WI; Start Date 01/01/2000; 1hrs/mth; 0hrs during trading 2.06/02/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Waznik Heike Group, LLC; Investment Related; at Reported Business Location(s); Start Date 06/01/2025; 120hrs/mth; 9-4hrs during trading 3.08/13/2026; Next Level Baseball Properties; Real Estate Rental; Not Investment Related; Eau Claire,WI; Start Date 08/10/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-02 |
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