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Amber Raye Willoughby

Robert W. Baird & Co. Incorporated

Louisville, KY

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-02-19
  • KY RA
    APPROVED
    Since 2021-02-19

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 07/1994 12/2016
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2016 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 12/2019
Unemployed Louisville KY 12/2019 02/2021
Robert W Baird Louisville KY 02/2021 Present
  • 07/1994 → 12/2016
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Louisville, KY
  • 12/2016 → 10/2019
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → 12/2019
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 12/2019 → 02/2021
    Unemployed
    Louisville, KY
  • 02/2021 → Present
    Robert W Baird
    Louisville, KY
Previous Registrations
  • 2019-10-18 → 2020-01-29
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 2004-01-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-12-30

View on SEC IAPD

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