Patrick Thomas Giddens

Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2019
  Johnson Lyman Wealth Advisors
  Los Altos, CA
• 07/2019 → 03/2025
  Wade Financial Advisory
  Campbell, CA
• 03/2025 → Present
  Modern Wealth Management, Llc
  Lenexa, KS

Previous Registrations

• 2019-07-26 → 2025-03-28
  Wade Financial Advisory, Inc.
  Campbell, CA
• 2015-03-31 → 2019-07-24
  Johnson Lyman Wealth Advisors
  Los Altos, CA

Other Businesses

1. INUIT TAX; NOT INVESTMENT RELATED; MOUNTAIN VIEW, CALIFORNIA; TAX EXPERT; START DATE: 12/2017; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; UP TO 20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; PROFESSIONAL TAX RETURN PREPARATION FOR INDIVIDUALS AND BUSINESS ENTITIES. 2. MAGELLAN FEDERAL; NOT INVESTMENT RELATED; WOODBRIDGE, VIRGINIA; FINANCIAL CONSULTANT; START DATE: 08/2014; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; UP TO 10 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; PROVIDES FINANCIAL EDUCATION CONSULTING SERVICES, PRIMARILY SUPPORTING MILITARY SERVICE MEMBERS AND THEIR FAMILIES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-14

Designations

• Certified Financial Planner

Other Names

• Pat Giddens
• Pat Thomas Giddens