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Kenneth James Dorazio

Oppenheimer & Co. Inc.

Birmingham, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-12-16
IL RA APPROVED 2007-11-14
  • MI RA
    APPROVED
    Since 2015-12-16
  • IL RA
    APPROVED
    Since 2007-11-14

Branch Locations

385 S. Eton Street, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Birmingham MI 03/1999 Present
  • 03/1999 → Present
    Fahnestock & Co., Inc.
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 1990-09-19
  • S65 Uniform Investment Adviser Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    1990-09-19

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
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