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Patrick Charles Homan

Private Client Services, LLC

Louisville, KY

Charlotte, NC

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-31
  • NC RA
    APPROVED
    Since 2022-01-31

Branch Locations

2225 Lexington Rd., Louisville, KY 40206

7400 Carmel Executive Park Drive, Suite 210, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Adviser's Group Charlotte NC 01/2011 12/2016
Lpl Financial Charlotte NC 01/2008 10/2020
Fortigent, Llc Charlotte NC 05/2012 10/2020
Sagepoint Financial Las Vegas NV 12/2020 01/2022
The Ameriflex Group Las Vegas NV 12/2020 01/2022
Private Client Services Charlotte NC 01/2022 Present
  • 01/2011 → 12/2016
    Independent Adviser's Group
    Charlotte, NC
  • 01/2008 → 10/2020
    Lpl Financial
    Charlotte, NC
  • 05/2012 → 10/2020
    Fortigent, Llc
    Charlotte, NC
  • 12/2020 → 01/2022
    Sagepoint Financial
    Las Vegas, NV
  • 12/2020 → 01/2022
    The Ameriflex Group
    Las Vegas, NV
  • 01/2022 → Present
    Private Client Services
    Charlotte, NC
Previous Registrations
  • 2021-04-01 → 2022-01-24
    The Ameriflex Group
    Las Vegas, NV
    Waxhaw, NC
  • 2011-08-09 → 2020-10-28
    Lpl Financial Llc
    Charlotte, NC
    San Diego, CA
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
  • 2012-05-29 → 2020-10-28
    Fortigent, Llc
    Charlotte, NC
    Fort Mill, SC
  • 2011-02-15 → 2016-12-27
    Independent Advisers Group Corp
    Charlotte, NC
    Boston, MA
    Fort Mill, SC
  • 2012-08-07 → 2013-10-01
    Nestwise Llc
    Charlotte, NC
  • 2012-08-13 → 2012-11-30
    Veritat Advisors
    Charlotte, NC
  • 2011-08-08 → 2012-08-02
    Concord Equity Group Advisors, Llc
    Charlotte, NC
    Matawan, NJ
  • 2005-08-22 → 2011-08-03
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2004-04-07 → 2005-04-08
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2001-08-28 → 2004-03-08
    Bb&T Investment Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-06
S65 Uniform Investment Adviser Law Examination 1993-05-24
S63 Uniform Securities Agent State Law Examination 1993-02-03
  • S66 Uniform Combined State Law Examination
    2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    1993-05-24
  • S63 Uniform Securities Agent State Law Examination
    1993-02-03
Other Names
  • Patrick C Homan

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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