Anthony Joseph Modica

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 11/2009 → 01/2017
  Bank Of America, Na
  Alpharetta, GA
• 01/2017 → Present
  Wells Fargo Advisors Financial Network, Llc
  Alpharetta, GA

Previous Registrations

• 2009-11-20 → 2017-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 2004-06-25 → 2009-12-02
  Ubs Financial Services Inc.
  Atlanta, GA
  Atlanta, GA
  Alpharetta, GA
• 1992-06-05 → 2004-06-22
  Merrill Lynch Investment Managers Lp
  Atlanta, GA

Other Businesses

MODICA FAMILY LIMITED PARTNERSHIP; INV. RELATED; BOSSIER CITY, LA; 45.6% OWNERSHIP; FAMILY PARTNERSHIP; START DATE 12/15/2009; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LAND MANAGEMENT. JEB-LTF, LLC, INVT RELATED, ALPHARETTA, GA, 100% OWNERSHIP, START DATE 1/1/2019, 0.1 HRS PER MONTH, 0 HRS DURING TRADING, INVESTMENT PROPERTIES. INTEGRITAS INVESTMENT MANAGEMENT,LLC; INVESTMENT RELATED; ALPHARETTA,GA; 100% OWNERSHIP; START DATE 01/13/2017; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 15; OWNER OF FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-03-27
• S63 Uniform Securities Agent State Law Examination
  1992-02-24

Other Names

• Joe Modica
• Anthony Joseph Modica
• A. Joseph Modica