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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-25
CO RA APPROVED 2017-04-28
MI RA APPROVED 2017-04-28
WI RA APPROVED 2017-04-28
  • IL RA
    APPROVED
    Since 2021-10-25
  • CO RA
    APPROVED
    Since 2017-04-28
  • MI RA
    APPROVED
    Since 2017-04-28
  • WI RA
    APPROVED
    Since 2017-04-28

Branch Locations

116 W. A Street Suite 1, Iron Mountain, MI 49801 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Game & Associates Financial Services,Inc Iron Mtn MI 01/2002 Present
Center Street Nashville TN 05/2011 04/2017
Center Street Advisors Nashville TN 03/2016 04/2017
Brookstone Capital Management Wheaton IL 04/2017 Present
  • 01/2002 → Present
    Game & Associates Financial Services,Inc
    Iron Mtn, MI
  • 05/2011 → 04/2017
    Center Street
    Nashville, TN
  • 03/2016 → 04/2017
    Center Street Advisors
    Nashville, TN
  • 04/2017 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Other Businesses

1) GAME & ASSOCIATES FINANCIAL SERVICES, INC LOCATED AT 116 W. A STREET, IRON MOUNTAIN, MI 49801; START 04/2004; OWNER/PRESIDENT, SELLING ALL INSURANCE PRODUCTS INCLUDING FIXED ANNUITIES; 80HRS/MO;80HRS/MO DURING TRADING;$60K/COMMISSIONS/YR. 2) BofI ADVISOR, 2-3 HOURS PER MONTH, START 4/30/13.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
S63 Uniform Securities Agent State Law Examination 1990-06-18
  • S66 Uniform Combined State Law Examination
    2002-07-26
  • S63 Uniform Securities Agent State Law Examination
    1990-06-18
Designations

View on SEC IAPD

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