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Current Employers
Williams Financial Planning, Inc.

1617 Park Place, Ave #110-Wfp, Fort Worth, TX 76110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-21
  • TX RA
    APPROVED
    Since 2017-11-21

Branch Locations

1617 Park Place, Ave #110-Wfp, Fort Worth, TX 76110 • United States

201 Main Street St #600, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Fort Worth TX 10/2003 12/2017
Williams Financial Planning, Inc. Fort Worth TX 11/2017 Present
Previous Registrations
  • 2004-10-22 → 2017-12-22
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
Other Businesses

WILLIAMS FINANCIAL PLANNING, INC.; OWNER/OPERATOR; INVESTMENT RELATED: YES; 1617 PARK PLACE AVE #110-WFP FORT WORTH, TX 76110; GLENN WILLIAMS OFFERS INSURANCE PRODUCTS INCLUDING ANNUITIES, MEDICARE SUPPLEMENTS AND LIFE INSURANCE. ; INSURANCE SALES AND SERVICE; 2017-10-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 2;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-28
  • S63 Uniform Securities Agent State Law Examination
    1991-01-28
Designations

View on SEC IAPD

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