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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-09
WI RA APPROVED 2020-05-18
  • TX RA
    APPROVED
    Since 2020-10-09
  • WI RA
    APPROVED
    Since 2020-05-18

Branch Locations

214 E Grace St Ste C, Dodgeville, WI 53533 • United States

Dodgeville, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Dodgeville WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

MARY KAY CONSULTANT COMMUNITY CONNECTIONS FREE CLINIC POSITION: Board member - President NATURE: Offering medical care for uninsured and underinsured members of the community; we fundraise and volunteers fill most of the needs of the clinic INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/10/2018 ADDRESS: 201 S. Iowa St, Dodgeville WI 53533, United States DESCRIPTION: Being on the board I volunteer at their events, such as fundraiser, and also as board member I listen to various grants being applied for and the tasks the clinic must be aware of to run properly and within guidelines of free clinics. I volunteer after business hours as a translater for the spanish speaking patients. Volunteer for annual auction/work with auction committee January thru April. Also help check and balances for donations made to clinic

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-15
S63 Uniform Securities Agent State Law Examination 1990-06-22
  • S65 Uniform Investment Adviser Law Examination
    2020-05-15
  • S63 Uniform Securities Agent State Law Examination
    1990-06-22
Other Names
  • Kathleen Ann Sprangers
  • Cathy Sprangers

View on SEC IAPD

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