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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-07 |
| WI | RA | APPROVED | 2018-10-01 |
Branch Locations
120 South Iowa St., Dodgeville, WI 53533 • United States
5950 Seminole Centre Ct. Ste. 150, Fitchburg, WI 53711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments, Inc. | Madison | WI | 01/2007 | 10/2018 |
| Hh Financial Planning Group | Dodgeville | WI | 01/2007 | 10/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 10/2018 | Present |
1.HH FINANCIAL PLANNING GROUP, 120 S IOWA ST, DODGEVILLE, WI, 1/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 5/WK - 0/TRADING. 2.RENTAL PROPERTY OWNER, DODGEVILLE, WI, 1/2011. NIR - 12/YR - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. COLLEGE WRESTLING OFFICIAL, The location will be at a university / college, or an athletic facility., Platteville WI 53818, United States, 12/2025, Officiate (1099), 1099, NIR, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-15 |
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