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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-08-26
TX RA APPROVED_RES 2016-07-20
  • IL RA
    APPROVED
    Since 2016-08-26
  • TX RA
    APPROVED_RES
    Since 2016-07-20

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2056 Westings Ave. Suite 360, Naperville, IL 60563 • United States

Batavia, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Co. Naperville IL 07/2016 Present
  • 07/2016 → Present
    Benjamin F. Edwards & Co.
    Naperville, IL
Previous Registrations
  • 2009-06-01 → 2016-08-11
    Naperville, IL
  • 2008-11-21 → 2009-06-01
    Naperville, IL
  • 2007-04-02 → 2008-12-19
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 1998-03-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oak Brook, IL
    Oak Brook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-31
S63 Uniform Securities Agent State Law Examination 1992-10-07
  • S65 Uniform Investment Adviser Law Examination
    1998-01-31
  • S63 Uniform Securities Agent State Law Examination
    1992-10-07

View on SEC IAPD

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